Congratulations to Our New Series 7 Recipients

Sahil Khetani, Account Services Associate, and Kassi Conley, Client Service Administrator, recently passed their Series 7 exams, an essential license for a securities representative. The Series 7 exam, also known as the General Securities Representative Qualification Examination, assesses the candidate’s knowledge of corporate securities sales, municipal securities, investment company securities, variable annuities, direct participation programs, options and government securities. 
 
Individuals who want to sell any type of securities must pass the Series 7 exam. The Financial Industry Regulation Authority (FINRA) administers the exam, which is comprised of 260 questions. One must pass the Series 7, known to be the longest and most difficult of the securities exams, before they may take any additional exams offered by FINRA.
 
We are proud of Sahil and Kassi for their achievements! On to the Series 63...

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